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Join date: Oct 8, 2020
Posts (40)
May 4, 2026 ∙ 7 min
FCA PS26/6 SMCR Review: What Insurance Brokers and MGAs Need to Do Now
On 22 April 2026, the FCA published Policy Statement PS26/6, confirming the first phase of reforms to the Senior Managers and Certification Regime. Most changes came into force two days later, on 24 April 2026. Further changes follow in July and September
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Apr 1, 2026 ∙ 8 min
Navigating AI Regulations: A Practical Framework for FCA Authorised Firms
The FCA expects your firm to govern AI under existing rules — not wait for new ones. Here's the practical framework to get it right. The Regulatory Clock is Ticking — and There's No AI Rulebook Coming Three out of every four UK financial services firms are already using artificial intelligence. The FCA and Bank of England confirmed this in their third joint survey, published in late 2024. By the time Lloyds published its Financial Institutions Sentiment Survey in September 2025, nearly six in...
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Mar 23, 2026 ∙ 5 min
The FCA’s new incident and third-party reporting rules: what applies to your firm?
PS26/2, FG26/3 and FG26/4 : The FCA’s new incident and third-party reporting rules: what applies to your firm?
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Roland Romata
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