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Join date: Oct 8, 2020

Posts (34)

Feb 17, 20264 min
Where Can I Find FCA Compliance Consultants in London?
Navigating the complex world of financial regulations can be daunting, especially when you’re trying to grow your business in the UK and EU markets. If you’re part of a financial, insurance, or insurance intermediary firm, understanding and adhering to FCA (Financial Conduct Authority) compliance is not just a legal necessity but a strategic advantage. So, where can you find FCA compliance consultants in London who can help you stay ahead of the curve? Let me walk you through everything you...

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Feb 8, 20267 min
Crafting a Comprehensive Risk Management Policy Template - FCA compliance for risk management
Risk management policies have a habit of becoming “that document we point to” rather than something the business actually uses. And in a regulated environment, that’s risky in itself—because when you’re challenged (internally or by the FCA), you need to show more than good intentions. You need to show how risk is managed day-to-day, who owns what, and what happens when things start drifting off track. The good news is you don’t need a 40-page manual to get this right. What you need is a...

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Feb 5, 20264 min
Online FCA Conduct Rule Training: Your Guide to Compliance Excellence
Navigating the complex world of financial regulation can feel like walking a tightrope. The FCA Conduct Rules are a cornerstone of regulatory compliance for financial, insurance, and intermediary firms across the UK and EU. Understanding these rules and ensuring your team is well-trained is not just a legal necessity but a strategic advantage. Today, I want to walk you through the best online FCA Conduct Rule training options available, helping you make informed decisions that protect your...

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Roland Romata

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