SM&CR training and competence that stays audit-ready.
Automate SM&CR (SMCR) training, FCA Conduct Rules training and Fitness & Propriety (FIT), including policy attestation with effortless oversight and audit-ready reporting.
Beyond compliance, engage with your team to maintain a strong, knowledgable workforce without submittal investment.
Built for regualted firms
Role/Team based allocation
Policy Management
Conduct Rules attestations
Who is RegZone.io for?
Designed for professional firms that want confidence in oversight. At the core, we designed RegZone for FCA-regulated firms that need consistent controls and evidence across SMFs, Certification staff and wider teams, locally or across multiple offices, including Principal-AR relations.
(Re)Insurance brokers
RegZone turns SM&CR training, Conduct Rules attestations and policy sign-offs into an always-current evidence trail you can export in minutes.
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Managing General Agents (MGAs)
RegZone standardises allocations, refreshers and reporting so you can produce consistent MI for underwriting and operational oversight.
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Principals / AR networks
The challenge is demonstrating active oversight. RegZone provides dashboards and audit-ready evidence supervision across your AR population, per AR portfolio.
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Multi-disciplianry operation
Role ambiguity creates blind spots: people wear multiple hats, refreshers get missed, and accountability becomes unclear. RegZone maps training and attestations to responsibilities so requirements stay aligned as roles evolve.
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Third Party Administrators (TPAs)
Role ambiguity creates blind spots: people wear multiple hats, refreshers get missed, and accountability becomes unclear. RegZone maps training and attestations to responsibilities so requirements stay aligned as roles evolve.
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Other Professional Firms
Growth breaks informal processes—onboarding varies, policy acknowledgements lapse, and compliance becomes reactive. RegZone gives you a repeatable control framework without adding admin overhead.
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Everything you need - and more...
SM&CR training allocated by role and responsibility, reflecting SoRs
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Build learning paths aligned to responsibilities (including SMFs)
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Set deadlines and refreshers by team/role
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Track completion status and overdue items
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Oversight dashboards designed for review cadence
Training Library
Use RegZone with our training library, your existing materials, or a blend. We help map training to roles so your SM&CR, Conduct Rules and FIT and general FCA compliance evidence remains consistent and set to automatically work over the CPD year.
SM&CR + Conduct Rules topics
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SMFs Roles
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Senior Managers Regime
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Certification Regime
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Fit & Proper Assessments
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Directory Person
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Conduct (Cocon) Rules in practice
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Breach Reporting
Consumer Duty & Vulnerability Awareness
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Consumer Duty - the essentials
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Understanding Vulnerability
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Communication Standards
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Outcome Monitoring
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Fair Value Assessment (PROD)
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Product Manufacturing for the insurance sector
Financial Crime (AML) for UK and International Operation
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AML the basics
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Sanctions and Embargoes
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Fraud Prevention (internal and external)
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Bribery and Corruption
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Know your stakeholders (KYC and KYB)
Insurance Governance (ICOBS)
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ICOBs - an overview
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Treating Customers Fairly
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Claims Handling requirements
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Disclosure requirements
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Demands and Needs
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Premium Handling - CASS 5 vs risk transfer
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Claims funds operation - client money and risk transfer
SYSC: Senior Managers Sourcebook
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Conflict of Interest (for staff and managers)
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Risk Management framework
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Conduct and Governance Arrangements (for managers and SMFs)
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Introduction to PRIN - Principles of Business
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Agency in insurance broking
Data Protection and Cyber Crime
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Data protection governance
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Data protection - for staff
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Cybercrime - awareness and types
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IT policy - and secure data handling
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Data flow arrangements UK - EEA
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Introduction to the ICO and reporting obligations
Implementation that fits your governance
Our expert consultants are ready to map your requirements, recommend a training plan, and show you RegZone in your context.
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Request a demo
We show you RegZone in context and confirm your priority controls (SM&CR, Conduct Rules, FIT, policies).
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We map roles + evidence needs
We review roles/teams (including SMFs) and the MI/evidence you need to produce.
Configure learning paths + attestations
We set up allocations, reminders/escalations, and reporting views aligned to your cadence.
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Go live + support
Ongoing support as requirements evolve—keeping your evidence consistent.
Want to review your SM&CR, Conduct Rules and FIT requirements internally first?
Our self-assessment helps you review training, competence and evidence controls, so you can identify priority gaps before you implement tools or refresh your programme.
A word from the directors
Built by compliance practitioners
We have developed RegZone.io to enable our clients to operate more efficiently without compromise, whilst receiving comprehensive support from our consultants.
With this in mind, we RegZone.io to support practical controls around:
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Role-based learning paths (including SM&CR training)
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Conduct Rules training evidence and attestations
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FIT support and consistent reporting outputs
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Employee Compliance via policy attestation and document repository
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AML automation
Naturally, with the evolving regulatory and AI landscape, we continuously evolve our systems and platforms. If there is anything you are looking for, please do get in touch with us.
Frequently Asked Questions
RegZone helps you allocate SM&CR training by role/team, track completions against deadlines, and produce consistent MI and evidence exports for oversight. In addition, the system will provide automatic reminders for Certification, SoR reviews and renewal.
What does RegZone do for SM&CR (SMCR) training?
You can allocate Conduct Rules training by role, capture completion evidence and attestations, and report/export status for audits and internal reviews.
How does RegZone support FCA Conduct Rules training?
Yes. SMFs often require additional focus and evidence. RegZone supports role-based pathways and reporting so SMF-related oversight is clearer and more consistent.
Does SM&CR training differ for SMFs?
FIT decisions typically rely on competence-related evidence and governance cadence. RegZone helps you structure and retain relevant training/declaration evidence and report it consistently (as configured)., along with automated self-declarations.
What does FIT (Fitness & Propriety) mean in practice, and how can RegZone help?
Yes. You can use our library, your internal materials, or a blend. Policies can be managed with version control, targeted attestations and reporting. All such material remains only in your domain and your intellectual property.
Can we use our own training content and policies?
RegZone supports re-attestation workflows so you can evidence who attested to which version and who still needs to re-attest.
What happens when a policy is updated?
We start with a demo, map roles/SMFs and evidence needs, configure learning paths and attestations, then go live with support.
What does implementation look like?
Yes. Support is available to help you structure requirements, configure controls and maintain a consistent evidence trail as your business evolves. Additional regulatory support can be included, depending on your subscription level.
Do you provide consultant support?
Pricing is provided after we understand your roles, scope and reporting requirements. Our goal is to free up your resources and therefore, should we believe that our system is not a good fit, we will say so. You can request a quote at the top of the page.