WORKSHOPS.

Practical, hands-on, consultant led...

About our workshops.

At RRCA we understand that one size does not fit all. This is why our expert consultants also offer consultant led workshops, ensuring that you and your team can challenge ideas and embed the requirements as part of an interactive session.

Our workshops are mostly required where firms change operational arrangements, where there is a fundamental change to the FCA rules, for firms becoming newly authorised or if the firm prefers this format. Naturally, the workshops can be delivered remotely or in person at your offices.

Typical topics our experts holds workshops around include:

  • Vulnerable Customers

  • Conduct and Culture: the regulated non-financial conduct

  • Conduct Rules for Senior Managers and Staff

  • PROD: developing new products and confirming product value

  • Operating Binding Authorities

  • Overseeing Appointed Representatives: from on-boarding to termination

  • Agency Agreements and Conflict of Interests

If you are interested in our workshops, please do get in touch with our friendly consultants who can discuss the best support we can provide.

YOU MAY ALSO BE INTERESTED IN.

At RRCA we provide a comprehensive and tailored service, meeting individual needs and FCA obligations. Whether you are a start-up or an established firm, our expert consultants are here to provide guidance and support.

You can find ample information on our website or if you prefer, simply contact us for an obligation free and confidential discussion about your needs.