Regulatory Updates.
Bringing simplicity to complex changes
REGULATORY UPDATES.
Our regulatory updates have been designed to bring you the latest FCA, ICO and other regulatory developments in a unique format.
Beyond the practical assessment of the changes, you can use the updates to document your assessment of the change, circulate it as an internal memo, evidence CPD requirements, request internal feedback from stakeholders and much more.
You can achieve all of this with our easy to read documents, sent to you for free as part of our newsletter.
Check out some samples below.
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Weekly Regulatory Update
Download Volume 37 (28 Sep 2026)
FCA and wider UK regulatory updates cover Iran licensing, Handbook reporting changes, money-mule controls, pure protection, debt advice and KYB enforcement, with practical implications for, intermediaries, principal networks and consumer-credit businesses.
Weekly Regulatory Update
Download Volume 34 (1 Sep 2026)
Highlights: The FCA has published its regular whistleblowing report along with the FOS having providing confirmation about its drive to reform the redress system.
Weekly Regulatory Update
Download Volume 31 (10 Aug 2026)
Highlights: FCA updates cover regulatory halo and change-in-control risks, the new Handbook API, Board focus on AI, Critical Third Parties, FOS/redress and rule reform, plus EU AI transparency and labelling requirements.
Weekly Regulatory Update
Download Volume 28 (20 July 2026)
Highlights: This weeks update covers the heightened importance of cyber-risk, new vulnerability guidance to support Duty compliance along with an enforcement update.
Weekly Regulatory Update
Download Volume 25 (1 July 2026)
Highlights: FCA review of insurance financial crime controls, new ICO data protection complaints requirements, AI-enabled insurance fraud risks, claims management practices review, CACEIS public censure, MLR amendments, consumer credit financial promotions reform and Handbook Notice 142 changes affecting Consumer Duty.
Weekly Regulatory Update
Download Volume 22 (9 June 2026)
Highlights: FCA climate disclosure consultation, new ICO complaints handling guidance, heightened FCA scrutiny of sanctions controls, continued decline in Appointed Representatives, and Government advances SMCR, FOS and AR reforms through the Financial Services and Markets Bill.
Weekly Regulatory Update
Download Volume 36 (21 Sep 2026)
Highlights:
Companies House prosecutions
FCA AML investigation | Non-financial misconduct
Vulnerability evidence | SME credit policy
Weekly Regulatory Update
Download Volume 33 (24 Aug 2026)
Highlights: This update covers the SmartSearch publication about gaps and weaknesses in AML arrangements and additional FCA enforcement actions against directors.
Weekly Regulatory Update
Download Volume 30 (3 Aug 2026)
Highlights: CA updates cover Consumer Duty outcomes monitoring, AI-agent governance, operational and third-party resilience, accessibility, Connect application changes, wider implications/redress coordination, and Handbook Notice 143 changes affecting DMCCA, CONC, ICOBS and unfair terms.
Weekly Regulatory Update
Download Volume 27 (13 July 2026)
Highlights: FCA updates cover AI, Consumer Duty enforcement, price/value, complaints and support good practice, skilled person data and Critical Third Parties. We also saw Companies House reform, NCSC ransomware guidance and unfair dismissal changes.
Weekly Regulatory Update
Download Volume 24 (22 June 2026)
Highlights: FCA approach to AI in financial services, stronger expectations for financial promotion approvers, senior manager disclosure failures, operational resilience updates including incident reporting and frontier AI, and new non-financial misconduct rules under SM&CR.
Weekly Regulatory Update
Download Volume 21 (28 May 2026)
Highlights: FCA consumer credit reform and APR review, 2026–27 regulatory priorities, SM&CR simplification, faster FCA/PRA approvals and new support for scaling regulated firms.
Weekly Regulatory Update
Download Volume 35 (18 Sep 2026)
Highlights: Iran sanctions | Insurance & Consumer Duty deadlines
PRA liquidity reporting | GI value measures
Lloyd’s complaints | Director scams | Resilience
Weekly Regulatory Update
Download Volume 32 (17 Aug 2026)
Highlights: FCA updates covering high-growth firms and their regulatory expectations, as well as further consultation on the value for money proposals; coupled with an enforcement action update.
Weekly Regulatory Update
Download Volume 29 (30 July 2026)
Highlights: A versatile update covering the FCA's use of AI, enforcement actions concerning AML shortfals and conduct rule breaches, as well as regulatory publication surrounding conflict of interest controls, annual value measure data and so on...
Weekly Regulatory Update
Download Volume 26 (6 July 2026)
Highlights: New Fees and Levy consultation is out along with additional development under the FCA's Simplification of Rules for the insurance sector. We have also seen additional developments in relation to complaints reporting changes and the Corporate Criminal Liability Reform Increase Enforcement Risk
Weekly Regulatory Update
Download Volume 23 (15 June 2026)
Highlights: FCA penalty and decision-making consultation; fake FCA communications warning; Andrew and Peter Currie prohibition notices; Drax investigation closed; FCA focus on financial crime collaboration; and Money Laundering Regulations amendments covering CDD, crypto, TCSPs and trust registration.
Weekly Regulatory Update
Download Volume 19 (18 May 2026)
Highlights: new Deferred Payment Credit regulation, Whistleblowing updates - what it means for firms, joint statement about cyber risk posed by new AI models
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