This letter is a response to follow-up questions from the Treasury Committee regarding the FCA's work on various topics, including: Asset...

Our latest article helps firms understand the FCA's new gateway for approving financial promotions for unauthorised persons.

Discover the importance of sanctions and PEP screening in your business. Don't overlook these critical checks!

Explore how Politically Exposed Person (PEP) screening varies by region . Learn how to adopt a tailored approach to PEP screening.

As a business operating in the financial services industry, it is crucial to stay informed about regulatory changes that affect your...

Understanding REP021e RMAR Return for General Insurance Pricing - Get insights into the reporting requirements for UK-based insurance firms.

Get a comprehensive overview of REP021e RMAR (RegData) return. Learn about reporting requirements, products included, and submission dates.

Following a thematic review of the general insurance industry, the FCA found concerning practices within the motor insurance sector,...

A number of new regulatory returns (RMARs) have been introduced by the FCA. This article explains the changes.