FCA COMPLIANCE SUPPORT.
Fostering growth with robust compliance framework...
Ongoing FCA Compliance Support
A structured compliance support that grows with you.
In today's global environment, even small firms face a complex, fast-evolving regulatory landscape. In such an environment, firms are expected to dedicate significant resources to compliance functions, ensuring that the internal arrangements are compliant and appropriate records are kept to evidence this.
In these circumstances, we can provide the resources that you require; whether you need help addressing a discrete project, implementing new processes, designing and implementing remedial action or indeed other ad-hoc support.
10+
Year of experience
20+
Regional, Internal clients
15+
Cross-sector Consultants and Associates
RRCA's expert team can provide you with a comprehensive quality service in the UK and EEA whilst remaining flexible.
Our consultants are dedicated to supporting firms of all sizes through personalised fees, including fixed-fee, hourly rate or retainer arrangements.
If you have any questions, we would be delighted to have an obligation free and confidential discussion with you.
Full-Spectrum Regulatory Compliance Services
Once we understand the nature of the breach, the likely regulatory implications, and the firm’s immediate priorities, we help structure the response, evidence trail, and remediation plan.
SMCR Implementation
Senior Managers and Certification Regime design, role mapping, Statements of Responsibilities, Conduct Rules training programmes and ongoing attestation support for insurance and financial services firms.
Appointed Representative Oversight
Principal firm AR oversight frameworks, due diligence processes, monitoring programmes and AR agreement reviews to meet FCA's strengthened AR regime requirements.
Compliance Monitoring
Annual compliance monitoring plan design and execution, theme-based file reviews, complaints handling reviews, financial promotions oversight and regulatory reporting support.
Consumer Duty
Gap analysis, outcome monitoring frameworks, product and service assessments, value assessments, fair value testing and board reporting templates to satisfy FCA Consumer Duty obligations.
FCA Authorisation
End-to-end application support for new FCA authorisation, variation of permission, and Change in Control. Business plan drafting, regulatory business plan, wind-down planning and Connect submissions.
RegZone.io Compliance Platform
All retained clients receive full access to RegZone, RRCA's compliance platform — including 100+ FCA-aligned policy templates, Conduct Rules toolkits and regulatory horizon-scanning updates.
Flexible Compliance Packages
Fixed-fee, retainer or hourly rates. Contact us to discuss your requirements so our consultants can recommend a package which is suitable for you. Alternatively, choose the model that suits your firm's size and risk profile.
Core
from £399 / month
For regulated firms requiring dedicated compliance support across SMCR, Consumer Duty and ongoing monitoring.
Up to 8 hours consultancy per month
Dedicated compliance consultant
Monthly compliance review call
SMCR & Consumer Duty support
FCA correspondence assistance
Priority response
Project Work
For firms that need a defined piece of compliance work with a clear scope, fixed cost and set delivery date.
Whether you are preparing for a regulatory review, responding to new requirements, improving internal controls, updating policies and procedures, or addressing gaps identified through audit or risk assessments, RRCompliance can provide targeted project-based support.
This service is typically used when a business needs additional compliance expertise for a specific period or objective, without committing to a permanent hire. We work alongside your internal teams to help scope the issue, assess current arrangements, develop clear actions, and deliver practical outputs that support regulatory expectations and business needs.
From remediation projects and framework reviews to compliance monitoring, governance improvements, documentation updates, and implementation support, RRCompliance helps organisations move from issue identification to effective resolution with confidence.
Frequently Asked Questions - FAQ
What does FCA compliance consulting involve?
FCA compliance consulting covers the full range of regulatory obligations for FCA-authorised firms — SMCR implementation, Consumer Duty gap analysis, AR oversight frameworks, policy and procedure drafting, compliance monitoring plans and ongoing regulatory horizon-scanning.
How much does FCA compliance support cost?
RRCA offers retained compliance support from £100/month, with fixed-fee project packages and hourly consultancy also available. Pricing is scaled to firm size and complexity — contact us for a tailored quote.
Do you support insurance brokers and MGAs?
Yes. RRCA specialises in compliance support for insurance intermediaries including brokers, MGAs and Appointed Representatives. We cover SMCR, Consumer Duty, product governance and FCA authorisation across the insurance distribution chain.
Can RRCA act as our Compliance Officer or MLRO?
RRCA can provide outsourced or fractional compliance officer support, including acting as CF10 Compliance Oversight function. We can also support MLRO responsibilities on a consultancy basis. Discuss your requirements with our team.
What is included in a retained compliance package?
Retained packages include a dedicated compliance consultant, monthly compliance reviews, access to RegZone policy templates, regulatory update briefings and ad hoc advice within agreed monthly hours. Scope is agreed at onboarding.
How quickly can RRCA start supporting our firm?
In most cases RRCA can begin initial support within 5 working days of instruction. Urgent FCA-deadline projects can be scoped on a same-week basis — contact us to discuss your timeline.
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At RRCA we provide a comprehensive and tailored service, meeting individual needs and FCA obligations. Whether you are a start-up or an established firm, our expert consultants are here to provide guidance and support.
You can find ample information on our website or if you prefer, simply contact us for an obligation free and confidential discussion about your needs.