ONGOING COMPLIANCE SUPPORT
FCA compliance support, built around your business.
When a regulatory question needs a clear answer, or your compliance workload needs experienced support, RRCA can help. We work alongside your team to assess priorities, strengthen controls and turn advice into practical action.
Monthly rolling retainers from £100.
A free, no-obligation conversation about your requirements.
FULL-SPECTRUM REGULATORY COMPLIANCE SERVICES
Experienced support for the work in front of you.
Whether you lead an insurance intermediary, an MGA or another financial services business, your compliance arrangements need to reflect how your firm operates. Choose support around the decisions, reviews and deadlines that need attention.
Map responsibilities, prepare Statements of Responsibilities and support Conduct Rules training, attestations and management reporting.
Review customer outcomes, product and value assessments, monitoring evidence and the information presented to your board.
Strengthen due diligence, AR agreements, annual reviews and monitoring arrangements that support principal-firm oversight.
Build an annual monitoring plan, review customer files, complaints and financial promotions, and turn findings into clear actions.
Update policies, follow regulatory developments and bring experienced input to regulatory returns, notifications and FCA correspondence.
Prepare for a new application, a variation of permission or a change in control, with support for your business plan and application documents.
YOUR SUPPORT OPTIONS
Choose the level of support your firm needs.
Start with the support you need today. We will help define the scope around your firm’s permissions, activities and internal resources.
Essential
From
£100
/ month
For practical advice and day-to-day compliance questions.
RegZone access, regulatory updates and policy templates, plus 1 hour of consultancy each month.
Core
From
£399
/ month
For regular input and a structured review of your compliance priorities.
RegZone access, regulatory updates and policy templates, plus 2 hours of consultancy each month and a quarterly review meeting.
Custom
Scoped for your firm
Tailored
quotation
For a more embedded compliance partner and hands-on delivery.
A tailored programme of consultancy, governance, monitoring and board reporting, with regular meetings and FCA liaison.
Option to record RRCA as your external professional adviser in your FCA firm details, where applicable.
Monthly rolling retainers, with RegZone platform access included. Your proposal will set out the work, fees and support arrangements.
DEFINED PROJECTS
Expert support.
A clear scope.
Bring experienced compliance support to a specific objective, with the scope, fee and delivery timetable agreed from the outset.
FCA Authorisation
Fixed fee from £2,999
Support with your application, regulatory business plan and supporting policies, from preparation through the FCA’s questions.
Policies and procedures
Clear, usable documents shaped around your business, from a targeted policy refresh to a wider compliance framework.
Reviews and remediation
Understand the gaps, prioritise the work and put practical improvements in place following an audit or regulatory concern.
Governance and oversight
Clarify responsibilities and strengthen SMCR, Consumer Duty monitoring and the reporting that supports board decisions.
Other projects are individually quoted. Share your objective and deadline.
THE PEOPLE BEHIND YOUR SUPPORT
Practical expertise.
A personal working relationship.
RRCA is an independent consultancy established in 2019, with offices in London and Brussels. We support firms in the UK and EEA, combining regulatory and industry experience with a practical understanding of your business. We work with your team to make recommendations clear, useful and achievable.
MORE THAN CONSULTING
Advice supported by practical systems.
Bring greater structure to the work that follows a policy decision or a due diligence review.
RegZone
Training and policy awareness
Allocate learning to the right people, follow up outstanding training and keep policy acknowledgements organised.
From £5/seat/month · Monthly rolling
RegScreener
Screening and verification
Carry out supported checks and keep results, review notes and follow-up together.
From £19/month · Monthly rolling
Ask us which platform options fit your requirements and support arrangement. Plan scope and allowances apply.
YOUR QUESTIONS
Before we begin.
How much does FCA compliance support cost?
Essential starts from £100 per month; Core starts from £399 per month. Custom support is individually quoted. All retainers are monthly rolling. Compare the support options
What is included in a retainer?
Essential includes RegZone access, regulatory updates and policy templates, plus 1 hour of consultancy each month. Core includes access, updates and templates, plus 2 hours of consultancy each month and a quarterly review meeting. Custom provides a broader programme of advisory and delivery support, with the time, meetings and scope tailored to your firm.
Do you support insurance brokers and MGAs?
Yes. RRCA supports insurance brokers, managing general agents (MGAs), principal firms and appointed representatives, alongside other financial services businesses. Our work covers governance, SMCR, Consumer Duty, product oversight and authorisation. Explore our appointed representative support or Consumer Duty services.
Can you work with our existing compliance team?
Yes. We can add expertise and capacity around work your team already manages, from technical questions and policy updates to monitoring, board reporting and remediation.
Can we commission a one-off project?
Yes. FCA Authorisation support starts from £2,999 as a fixed fee. We also scope policy reviews, compliance monitoring, remediation and governance projects, with fixed-fee or hourly arrangements available. We agree the work, fee and timetable before starting. Explore FCA authorisation support.
Can RRCA be recorded as our external adviser with the FCA?
Where applicable and agreed as part of your Custom arrangement, RRCA can be recorded as your external professional adviser in your firm’s FCA details. The FCA’s firm-information guidance includes professional-adviser details. Recording an adviser does not transfer your firm’s regulatory responsibilities or constitute FCA endorsement.
Can RRCA support our Compliance Officer or MLRO?
Yes. Custom engagements can include fractional compliance and MLRO support, monitoring and board reporting. Any formal role appointment is assessed separately against the requirements applying to your firm; the responsibilities and scope are agreed before the engagement starts.
How should we oversee external compliance support?
Agree who commissions work, provides information, challenges findings and follows up actions. Keep decisions and unresolved matters visible to the relevant senior manager. The FCA’s 8 October 2026 corporate-finance findings emphasise active oversight and the continuing responsibility of the relevant senior management function holder. Those findings concern corporate finance firms, not a new set of rules for insurance firms.
How do we get started, and how quickly can you help?
Request a free consultation and tell us your priorities, any FCA deadline and the support you need. We will discuss availability, scope, fees and timing before work begins.
EXPLORE FURTHER
You may also be interested in...
Take a closer look at your compliance arrangements and areas for improvement.
Explore RRCA’s wider regulatory advice and support for your business.
Find support for a new application or changes to your firm’s permissions.
Browse free resources, regulatory updates and practical guides.