Lloyd's of London Compliance | SM&CR | Senior Manager Functions

Lloyd’s complaints: who owns the next hand-off? Map responsibility while a single-stage process is proposed. FCA CP26/32 chapter 6 consultation responses are due by 12 October 2026; this is not an implementation date.

Lloyd’s complaints: map responsibility while a single-stage process is proposed

A practical ownership map for UK Lloyd’s complaints: identify authority, test the hand-offs and keep proposed changes separate from the process operating today.

Roland Romata

Oct 25 min read

The FCA’s Senior Managers and Certification Regime (SM&CR) applying to Lloyd’s of London

The FCA, the PRA and Lloyd's have common objectives in ensuring that the Lloyd's market is appropriately regulated. To minimise duplication,

Roland Romata

Sep 11, 20246 min read