Effortless & innovative compliance solutions for the financial services industry
Maximise your business potential with forward looking compliance strategy, robust audit, and automated compliance solutions
WORKING WITH US.
RR Compliance Associates (RRCA) are qualified compliance consultants with extensive experience in advising and providing ongoing support on all aspects of regulatory compliance - providing assurances to let you focus on growing the business.
Our deep compliance expertise and entrepreneurial approach enable us to provide sustainable compliance solutions for our clients, empowering their success rather than just 'tick the compliance box'.
We are advocates of harnessing technology and automation for compliance management wherever possible to minimise costs.
As contributing members of key regulatory bodies, RRCA are at the forefront of regulatory developments and market changes. This helps us to advise our clients about relevant changes and the impact on their organisations.
Whilst the regulatory framework around cryptoassets (eg bitcoin, crypto based investments) is uncertain, firms must be aware of their obligation to register with the FCA under the AML regime (due to 5th MLD).
A process that is not straightforward but here you can find some guidance.
Insurance & Consumer Credit
From FCA licensing and compliance queries, through ongoing support, binder audits or assistance with agency agreements, RRCA's expert team is here to help...
Investment & Payment Services
From MiFID, through PSD2 rules, our expert consultants are here to help to ensure your compliance framework and general operation is of best industry practice.
Crypto Assets & RegTech
RRCA provides comprehensive support to firms to navigate the 5MLD (FCA) registration process and the regulatory environment relating to E-money and Financial Crime.
Our expert team helps our clients to build progressive and forward looking governance and compliance programs. Whether you are a start-up, a regional firm or an established multinational institution, RRCA is here to help you to protect existing growth, obtain regulatory licenses or diversify your product range.
Our scalable approach integrates expert advisory, on-demand managed services and technology that can be tailored to your unique needs, ensuring your arrangement will support rapid and sustainable growth.
Contact our team to learn more about how we can help.
Using proven methodologies and in-depth knowledge, we help firms to understand and manage regulatory risks and cultural expectations, such as corporate governance, systems and controls, record keeping and relations with regulators. Going beyond mere consulting, we support firms to anticipate regulatory changes and to operate with improved agility.
Building on our extensive experience and relations with regulators, we deliver sound insights that help you to successfully challenge conventional thinking and introduce commercial strategies with intuitive controls, specifically tailored to your business.
FCA & ICO Compliance
Are you looking for cost-effective and leading FCA or ICO compliance support? Our expert consultants thrive off complexities and challenges to provide simplicity.
E-learning & Workshop
Practical training that goes beyond regulatory requirements. We are here to share our experience and know-how, providing a competitive edge!
Have any questions?
If you’re looking for guidance on a compliance concern or simply want to explore how we can help, get in touch.
Our consultants are on hand and would be happy to discuss your queries.
If you prefer to have a confidential discussion, please feel free to download our template NDA.