Effortless & innovative compliance solutions for the Financial Services industry

Maximise your business potential and let us take care of all your compliance needs whether it is forward looking compliance strategy, compliance audit, or cost-effective and automated compliance solution for ongoing business operations. 
 

Our intuitive training courses and resources will help you and your organisation to always stay up to date with the latest regulatory requirements.

WORKING WITH US.

RR Compliance Associates (RRCA) are qualified compliance consultants with extensive experience in advising and providing ongoing support on all aspects of regulatory compliance - providing assurances to let you focus on growing the business.

 

Our deep compliance expertise and entrepreneurial approach enable us to provide sustainable compliance solutions for our clients, empowering their success rather than just 'tick the compliance box'.

We are advocates of harnessing technology and automation for compliance management wherever possible to minimise cost. 

As contributing members of key regulatory bodies, RRCA are in the forefront of regulatory developments and market changes. This helps us to advise our clients about relevant changes and the impacts on their organisations.

Business Meeting

REGULATORY UPDATE:

BI Test Case Judgement

The High Court has handed down judgment in the COVID-19 Business Interruption insurance test case on 15 September 2020.

In this update, we explore what the "mixed news" means to firms and ...

COMPLIANCE RESOURCES.

Risk Management

Our intuitive resources include policy templates, registers with examples and free consultation to help you further. Save hours whilst remaining innovative!

Senior Manager & Certification Regime
(SM&CR)

Our up-to-date resources include SoR, CPD register and trainings (Conduct Rules), all coupled with free consultation to ensure your compliance with the regime.

Complaints Handling

Achieve compliance with ease using our intuitive policy templates, registers (populated with examples) and free consultation with industry experts.

From experience, we know that it can be challenging to create up-to-date policies, registers and training modules which are required for your regulatory compliance.

With this in mind, we have created a library of practical resources that includes policies, registers and training modules; offering always up-to-date and knowledgeable content.

Unlike others, our templates are also teamed with a 10-minute consultation to assist with implementation and to ensure you get the most out of our materials.

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Stay in the know

Compliance professionals can be looking at a new regulatory update every 7 minutes!

 

 Sign up to our free newsletter to be kept updated right in your inbox.

 

Consulting Services.

Using proven methodologies and in-depth knowledge, we help firms to understand and manage regulatory risks and cultural expectations, such as corporate governance, systems and controls. Going beyond mere consulting, we support firms to anticipate regulatory changes and to operate with improved agility.

Building on our extensive experience and relations with regulators, we deliver sound insights that help you to successfully challenge conventional thinking and introduce commercial strategies with intuitive controls, specifically tailored to your business.

Startup Development Team
Expert Consulting
FCA and ICO Compliance in the UK and EU

Are you looking for cost-effective and leading FCA or ICO compliance support? Our expert consultants thrive off complexities and challenges to provide simplicity.

Office Desk
Practical Training
Meeting FCA and ICO standards for the UK's financial sector

Practical training that goes beyond regulatory requirements. We are here to share our experience and know-how, providing a competitive edge!

Accountant
Locum Services
Regulatory Risk, Operational Oversight

Looking to have experts in-house? We can bring industry-wide knowledge, experience and regulatory relations to your disposal.

 

Contact us.

Have any questions?

 

If you’re looking for guidance on a compliance concern or simply want to explore how we can help, get in touch.

Our consultants are on hand and would be happy to discuss your queries.

If you prefer to have a confidential discussion, please feel free to download our template NDA.

Thank you. We will be in touch within 24 hours.