YOUR COMPLIANCE IS
Empowering your success
From FCA authorisation application to ongoing support, we provide innovative and practical compliance solutions to MGAs, Brokers and Insurers, securing efficiency and support for business growth.
Whether Limited or Full consumer credit permission, our experts can help with your FCA authorisation, ongoing governance and risk management, as well as associated documentation.
Providing comprehensive data protection support for FCA authorised firms, from document and record management to process development (including impact assessments).
Our experts can apply industry best practices to secure a compliant and efficient operation.
Supporting compliance with enhanced FCA expectation and 5th AML Directive.
Whether you are looking to strengthen risk management framework, annual audit or seeking ongoing support (including sanctions screening), our experts are here to provide dynamic solutions!
Delivering dynamic compliance regimes to support operational challenges
RR Compliance Associates was funded to bring a dynamic and collaborative approach to compliance consultancy. Our team represents over 30 years of experience in the FCA regulated environment, including insurers, lenders and IFAs. Having worked for regulated enterprises themselves, our consultants are subject matter experts who are collaboratively work with clients, setting ourselves apart from general compliance consultancies.
Our consultants are members of the Association of Professional Compliance Consultants (APCC), giving you the extra confidence and giving us the constant engagement with the regulator; keeping us at the forefront of regulatory developments!
Our approach is to understand, collaborate and incorporate.
Delivering dynamic solutions meeting today's and tomorrow's challenges, along with the know-how to give you competitive edge.
Should you have any questions about general compliance matters or our services please do not hesitate to contact us.
If you prefer to have a confidential discussion, please feel free to download our template NDA or call us on
+44 (0) 203 488 4322