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Risk Management Bundle

Risk Management Bundle


Under the Senior Managers and Certification Regime (SM&CR), a designated senior manager has the responsibility for the identification and management of risk a firm is exposed to.


As a result, every aspect of a firm’s business demands risk analysis, ranging from internal failure of personnel and systems through counter-party failure to systemic market failures.


Our Risk Management Bundle has been designed to provide firms with the certainty that they meet not only FCA requirements, but also the right level of agility to take advantage of opportunities. As part of this bundle, your will benefit from:

  • Access to our Risk Management Policy template, reflecting financial resilience requirements, and
  • Access to our Risk Register, reflecting the benefits of our Risk Management Policy template in terms of agility and compliance with FCA rules, and
  • A 1 hour interactive,  expert led Risk Management Training exploring the concept of risk management and its relevance under the FCA regulatory regime (this is a remote training), and
  • 1 hour compliance consulting to help you overcome any challenge.
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